3(21) & 3(38) Fiduciary: Trust Our Experts to Manage Both

NPPG Investment Services, LLC (NPPG-IS) along with its strategic partners provide trusted retirement plan 3(21) co-fiduciary and 3(38) investment manager services. When a 3(21) or 3(38) fiduciary is selected, clients are able to delegate certain fiduciary responsibilities regarding the selection of plan investments. Through an inclusive screening process, the universe of available investments is filtered identifying select funds that are suitable for the client’s retirement plan’s participants.

NPPG experts help protect our clients’ fiduciary risk.

3(21) Co-Fiduciary and 3(38) Investment Manager

  • 401(k) Annual Plan and Investment Review
  • Investment Policy Development and Preparation
  • Fiduciary Investment Consulting
  • Independent and unbiased proprietary screening process employing qualitative and quantitative analysis to select and monitor plan investments
  • Multiple open architecture investment platforms and asset allocation models
  • Monitoring Duties
  • Legal Process

Grow Your Company with the Right Partner! Call NPPG at 732.758.1577 or contact us here.

Northeast Professional Planning Group, Inc. is not a Broker Dealer. Securities offered through 1st Discount Brokerage, Inc., member: FINRA, SIPC; Duane Sunby is a local financial consultant of 1st Discount Brokerage, Inc.
Registered Investment Advisory Services are offered through NPPG Investment Services, LLC. Additional information about NPPG Investment Services, LLC is available on the SEC’s website at www.adviserinfo.sec.gov.
Registration with the United States Securities and Exchange Commission or any state securities authority does not imply a certain level of skill or training.